Achieve your 2023 IAR CE Requirements!
In order to meet the demand for the annual IAR CE requirement, several FPA chapters and COMPLY are launching the first annual IAR Continuing Education Workshop. Over the course of two days, COMPLY’s compliance experts will virtually deliver the 12-credit IAR CE's.
What are the new IAR CE Requirements, and do they apply to you? On November 24, 2020, North American Securities Administration Association (NASAA) members elected to adopt an investment adviser representative (IAR) continuing education requirement (CE) with the goal of ensuring that advisers receive proper and updated training on the securities business relevant to their duties and obligations.
Check out this blog on what to know about IAR CE requirements and whether or not you’ll be required to complete the 12-credit hours this year.
If you are unsure whether or not you are registered as an Investment Advisor Representative (IAR), go to IAPD - Investment Adviser Public Disclosure - Homepage (sec.gov), search your name, find your record and select “more details”. If under License(s), Michigan is listed for Investment Advisor, the IRA CE requirement applies to you.
If you find that you need to fulfill your IAR requirements, we have partnered with COMPLY to deliver an IAR Continuing Education Workshop. Attend this virtual two-day workshop, hosted by COMPLY’s regulatory experts, on Jun. 27 - 28, 2023 to achieve your 2023 IAR CE requirements. For more information or to register, click here.
Can’t attend the entire two days? No problem because when you register, you gain unlimited access to COMPLY’s comprehensive IAR CE content library until Dec. 31, 2023, to fulfill your requirements on your time!
AGENDA:
Tuesday 6/27 | Ethics & Compliance:
Morning Session | 8:45am -12:20pm Eastern
Lunch Break | 12:20pm – 1:00pm Eastern
Afternoon Session | 1:00pm – 4:30pm Eastern
Wednesday 6/28 | Products & Practices
Morning Session | 8:45am -12:20pm Eastern
Lunch Break | 12:20pm – 1:00pm Eastern
Afternoon Session | 1:00pm – 4:30pm Eastern
Please note that this workshop is for IAR CE's only and does not qualify for CFP CE's or Michigan Insurance CE's.
Questions? Contact Mary at info@fpami.com.